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Publisher: Fred Reish
Author: Fred Reishthe new fiduciary rule 42the regulation and exemptions are stayed 2what remains - fred reish
This article and the next look at guidance by SEC on rollover recommendations, which parallel the DOL’s but which only require a single recommendation.This article and the next look at guidance by SEC on rollover recommendations, which parallel the DOL’s but which only require a single recommendation.This article and the next look at guidance by SEC on rollover recommendations, which parallel the DOL’s but which only require a single recommendation.Tags: legislation, fiduciary responsibility
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Publisher: Workplace Privacy, Data Management & Security Report
Author: Joseph J. Lazzarottiwhy retirement plan sponsors and fiduciaries need to know about the sec cybersecurity amendments
In 2021, the Department of Labor (DOL) issued cybersecurity guidance for ERISA-covered retirement plans. The guidance expands the duties retirement planIn 2021, the Department of Labor (DOL) issued cybersecurity guidance for ERISA-covered retirement plans. The guidance expands the duties retirement planIn 2021, the Department of Labor (DOL) issued cybersecurity guidance for ERISA-covered retirement plans. The guidance expands the duties retirement planTags: fiduciary responsibility, cybersecurity
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Publisher: 401(k) Specialist
Author: Thomas HawkinsNo One is Coming to Save You From Missing Participants
No one is coming to save plan sponsors from the scary problem of missing participants, but steps can be taken to minimize the incidenceNo one is coming to save plan sponsors from the scary problem of missing participants, but steps can be taken to minimize the incidenceNo one is coming to save plan sponsors from the scary problem of missing participants, but steps can be taken to minimize the incidenceTags: fiduciary responsibility, missing participants
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Publisher: BenefitsPRO
Author: No AuthorThe 3 top 401(k) fiduciary liability mistakes (and how to avoid them) | BenefitsPRO
Litigation is on the rise around employer retirement plans, so an understanding the most common mistakes made by others is a great way to avoid losses for both your employees and your organization.Litigation is on the rise around employer retirement plans, so an understanding the most common mistakes made by others is a great way to avoid losses for both your employees and your organization.Litigation is on the rise around employer retirement plans, so an understanding the most common mistakes made by others is a great way to avoid losses for both your employees and your organization.Tags: fiduciary responsibility, best practices
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Publisher: 401k Plan Optimization, Compliance, Investment & Partners
Author: No Author401(k) Auto Portability Can Improve Outcomes
401(k) auto portability has the potential to reduce fiduciary liability for plan sponsors.Â401(k) auto portability has the potential to reduce fiduciary liability for plan sponsors.Â401(k) auto portability has the potential to reduce fiduciary liability for plan sponsors.ÂTags: participant outcomes, fiduciary responsibility, missing participants, portability
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Publisher: Trucker Huss
Author: No AuthorMissing Participants: The Search Continues
Missing participants red flags, best practices and action steps for plan sponsors.Missing participants red flags, best practices and action steps for plan sponsors.Missing participants red flags, best practices and action steps for plan sponsors.Tags: fiduciary responsibility, missing participants, best practices
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Publisher: SCOTUSblog
Author: Ronald MannCourt reaffirms duties of retirement-plan sponsors to monitor and update plan options
Monday’s decision in Hughes v. Northwestern University will be a strong contender for shortest decision of the term – Justice Sonia Sotomayor’s opinion for a unanimous court did not fill six pages, and included only six paragraphs of explanatio...Monday’s decision in Hughes v. Northwestern University will be a strong contender for shortest decision of the term – Justice Sonia Sotomayor’s opinion for a unanimous court did not fill six pages, and included only six paragraphs of explanatio...Monday’s decision in Hughes v. Northwestern University will be a strong contender for shortest decision of the term – Justice Sonia Sotomayor’s opinion for a unanimous court did not fill six pages, and included only six paragraphs of explanatio...Tags: fiduciary responsibility, fiduciary outsourcing, supreme court
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Publisher: PLANSPONSOR
Author: No AuthorExpect More Difficulty Obtaining Fiduciary Insurance
How can employers make a good impression on insurers to receive effective fiduciary insurance?How can employers make a good impression on insurers to receive effective fiduciary insurance?How can employers make a good impression on insurers to receive effective fiduciary insurance?Tags: fiduciary responsibility, fiduciary insurance
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Publisher: 401K Specialist
Author: No AuthorUniversity Programs in Fiduciary Studies Announced
The fiduciary responsibility has made its way into a university curriculum. Introducing the first fiduciary university program.ÂThe fiduciary responsibility has made its way into a university curriculum. Introducing the first fiduciary university program.ÂThe fiduciary responsibility has made its way into a university curriculum. Introducing the first fiduciary university program.ÂTags: fiduciary responsibility, fiduciary, continued education
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Publisher: 401K Specialist
Author: No Author401k Litigation Spike Spurs Trend in Fiduciary Outsourcing
Is fiduciary outsourcing right for your 401(k) plan? With lawsuits for excessive fees, inappropriate investment options and self-dealing on the rise, you could benefit from a fiduciary specialist.Is fiduciary outsourcing right for your 401(k) plan? With lawsuits for excessive fees, inappropriate investment options and self-dealing on the rise, you could benefit from a fiduciary specialist.Is fiduciary outsourcing right for your 401(k) plan? With lawsuits for excessive fees, inappropriate investment options and self-dealing on the rise, you could benefit from a fiduciary specialist.Tags: fiduciary responsibility, fiduciary outsourcing, self-dealing
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Publisher: mcguirewoods
Author: No Authora-new-frontier-for-erisa-fee-suits-group-health-plans--mcguirewoods
Best practices in the area of ERISA health and welfare plan governance are evolving. Concerned group health plan fiduciaries have been evaluating compliance processes while facing a set of rigorous...Best practices in the area of ERISA health and welfare plan governance are evolving. Concerned group health plan fiduciaries have been evaluating compliance processes while facing a set of rigorous...Best practices in the area of ERISA health and welfare plan governance are evolving. Concerned group health plan fiduciaries have been evaluating compliance processes while facing a set of rigorous...Tags: fiduciary responsibility, health plans, additional benefit, fiduciary governance, caa
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